Securities Analyst jobs in West Virginia
Securities Analyst conducts research on organizations within a specific industry in order to make recommendations regarding investment strategy. Stays abreast of trends and news within an industry, such as filings, mergers and acquisitions, competitive position, and financial stability of organizations. Being a Securities Analyst requires a bachelor's degree or in a related area. Typically reports to a manager or head of a unit/department. To be a Securities Analyst typically requires 4 to 7 years of related experience. Contributes to moderately complex aspects of a project. Work is generally independent and collaborative in nature. (Copyright 2024 Salary.com)
Recently Added Securities Analyst jobs
Trade Review Officer-Brokerage - Securities Administration
- WesBanco
-
Parkersburg, WV
FULL_TIME
-
Summary
Responsible for conducting trade review while adhering to regulatory and firm’s policies and procedures. Responsible for working independently with minimal supervision. Completes all assigned compliance training timely and maintains professional licenses as required.
Customer Service Skills
Willingness to provide a level of service which will clearly differentiate us from our competitors.
Interpersonal Skills
Professional demeanor in appearance, interpersonal relations, work ethic and attitude.
Possess clear, concise, effective written and oral communication skills to effectively express thoughts, ideas and concepts to bank employees and bank customers.
Ability to analyze, comprehend and act in accordance with various regulatory entities.
Ability to interact professionally with Bank business partners and customers.
Must possess strong organizational and planning skills.
Ability to maintain confidentiality.
Must be self-motivated.
Essential Duties And Responsibilities
Responsibilities include Principal Review and approval of transactions while adhering to the firm’s established policies and procedures.
Provides Principal Review and approval on variety of business types: equities, mutual funds, annuities, life insurance, advisory, etc.
Maintains product knowledge and assists with the creation of practices and programs as needed.
Communicates with registered representatives for any issues regarding transactions.
Communicates with Compliance on regulatory best interest or suitability concerns.
Provides guidance to registered representatives to resolve escalated issues surrounding trade review.
Reviews daily trade blotter for day-to-day broker activity.
Reviews outside brokerage accounts.
Reviews electronic communications as needed.
Other Requirements
Banking is a highly regulated industry and you will be expected to acquire and maintain a proficiency in the bank’s policies and procedures, and adhere to all laws, rules and regulations that are applicable to your conduct and the work you will be performing. You will also be expected to complete all assigned compliance training in a timely manner.
Ability to exercise independent sound, judgment and discretion and understand when assistance is needed.
Must be able to work effectively with a wide variety of departments, managers, staff, clients and auditors.
Strong interpersonal and communication (written and verbal) skills.
Ability to evaluate and analyze products and services, and vendors.
Represents the Company in civic, community and industry functions to network and develop additional business.
Proficient skills in Word, Excel and Outlook.
Series 7 Required.
Series 63 & 65 or 66 Required.
Series 24 or ability to obtain series 24 within 90 days of employment required.
Series 4 and 53 are not required but preferred. (Option to obtain within 180 days of employment)
State Insurance license required.
Requirements
Associates Degree in Business, Finance, Accounting or related degree preferred.
Minimum of three years of experience in the securities industry.
Experience And Knowledge In Trade Review Or Compliance Preferred.
Knowledge of a broad range of securities and insurance products, FINRA rules, regulations, Securities and Risk Management principles, current economic and market conditions, legislation required.
Knowledge of criteria for determining best interest and suitability of proposed purchase of securities/insurance products for each individual client's needs and legal principles of client's capacity/authority to transact business, and the authority of agents, attorneys in fact, executors, administrators and others to transact business on client’s behalf required - 4 Days Ago
Trade Review Officer-Brokerage - Securities Administration
- WesBanco Bank, Inc.
-
Parkersburg, WV
FULL_TIME
- SUMMARY: Responsible for conducting trade review while adhering to regulatory and firm’s policies and procedures. Responsible for working independently with minimal supervision. Completes all assigned...
- 4 Days Ago
Analyst
- Spring Free EV
-
First, WV
FULL_TIME
- Industry backgroundThe speed of adoption of Electric Vehicles (EVs) is critical to achieve deep decarbonization of the transport sector. The average gasoline vehicle on the road today has a fuel econo...
- 4 Days Ago
Tax Analyst
- West Virginia State Tax Department
-
Charleston, WV
FULL_TIME
- IMPORTANT: To be considered for this vacancy, you must submit a completed application to TaxCareers@wv.gov. APPLICATIONS NOT SUBMITTED TO TAXCAREERS@WV.GOV WILL NOT BE CONSIDERED. A blank application ...
- 2 Days Ago
Informatics Analyst
- Weirton Medical Center
-
Weirton, WV
FULL_TIME
- The Informatics Analyst develops, designs and supports clinical applications, solutions, and business processes to meet the operational, business and clinical application needs of the organization. Se...
- 2 Days Ago
HRIS Analyst
- United Bank
-
Parkersburg, WV
FULL_TIME
- Job DescriptionThe HRIS Analyst manages the daily operations of the Human Resources Information System while collaborating with internal stakeholders and business unit leaders to manage the system, im...
- 2 Days Ago
Securities Analyst jobs at Popular Companies
Security Analyst
- Rose International
-
Des Moines, IA
- Date Posted: 06/11/2024 Hiring Organization: Rose International Position Number: 465609 Job Title: Security Analyst Job ...
- 6/11/2024 12:00:00 AM
Security Analyst
- IDR, Inc.
-
Atlanta, GA
- Junior Security Analyst IDR is seeking a Junior Security Analyst to join one of our top clients in Atlanta, GA. If you a...
- 6/10/2024 12:00:00 AM
Security Analyst
- Kings Island
-
Mason, OH
- Overview: Join our Security team as a Security Analyst! Responsibilities: Process information requests related to securi...
- 6/10/2024 12:00:00 AM
IT Security Analyst
- iSphere
-
Houston, TX
- Job Description Job Description Join iSphere's client as an IT Security Analyst full-time employee in Houston and be at ...
- 6/10/2024 12:00:00 AM
Security Analyst
- Regulatory DataCorp
-
King Of Prussia, PA
- Security Analyst RDC, The Diligence Technology Company, is the world's leading Anti-Money Laundering, Know Your Customer...
- 6/9/2024 12:00:00 AM
Security Analyst
- TekStream Solutions
-
Atlanta, GA
- Security Operations Center (SOC) Analysts I Location: Remote TekStream is currently looking for several Level I Security...
- 6/8/2024 12:00:00 AM
Security Analyst
- Systems Planning and Analysis, Inc.
-
Alexandria, VA
- Overview: Systems Planning and Analysis, Inc. (SPA) delivers high-impact, technical solutions to complex national securi...
- 6/7/2024 12:00:00 AM
Security Analyst
- Neptune
-
Duluth, GA
- Position Summary As the Security Analyst, you will be responsible for ensuring the organization is effectively designing...
- 6/7/2024 12:00:00 AM
About West Virginia
West Virginia (/vərˈdʒɪniə/ (listen)) is a state located in the Appalachian region in the Southern United States and is also considered to be a part of the Middle Atlantic States. It is bordered by Pennsylvania to the north, Maryland to the east and northeast, Virginia to the southeast, Kentucky to the southwest, and Ohio to the northwest. West Virginia is the 41st largest state by area, and is ranked 38th in population. The capital and largest city is Charleston.
West Virginia became a state following the Wheeling Conventions of 1861, after the American Civil War had begun. Delegates from so...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Securities Analyst jobs
$111,670 to $163,944
Most Popular Cities in West Virginia for Securities Analyst Jobs
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