Compliance Investigator jobs in Arkansas
Compliance Investigator conducts investigations of alleged violations of the corporation's ethical standards or non-compliance with applicable laws, regulations and corporate policy. Ensures that investigations follow the approved process, are lawfully and objectively conducted, are thorough in gathering all material facts and present an accurate accounting of the issues. Being a Compliance Investigator presents clear, concise, and factual reports that enable fair and relevant decisions to be made. Recommends proactive measures that will reduce the risk of similar future incidents. Additionally, Compliance Investigator typically requires a bachelor's degree. Typically reports to a manager or head of a unit/department. May require a Certified Fraud Examiner (CFE) certification. The Compliance Investigator contributes to moderately complex aspects of a project. Work is generally independent and collaborative in nature. To be a Compliance Investigator typically requires 4 to 7 years of related experience. (Copyright 2024 Salary.com)
Recently Added Compliance Investigator jobs
BSA/AML Compliance Investigator II
- SB Simmons Bank
-
Little Rock, AR
FULL_TIME
- It's fun to work in a company where people truly BELIEVE in what they're doing! We're committed to bringing passion and customer focus to the business. BSA/AML Compliance Investigator II works directly with a Compliance Manager to meet the requirements of the assigned regulatory area of the Compliance Management Program which includes researching, reviewing, and interpreting existing and pending laws and regulations. The Compliance Specialist II provides assistance to management in order to maintain a quality compliant culture. Essential Duties and Responsibilities Researches, reviews, and interprets existing and pending laws and regulations, which potentially affect the assigned regulatory area, such as CRA, HMDA, etc. Assists the compliance manager in establishing and modifying standards, policies, and procedures which affect compliance. Works directly with the Compliance Manager to meet the requirements of the Compliance Management Program, which includes associate training, conducting internal assessments, and board reports. Provides ongoing assistance and support to the compliance manager in administrative responsibilities. Assists management in new product development, systems, and procedures. Provides input relative to compliance and regulatory matters. Ensures that all departmental documents and activities are performed in compliance with applicable laws, regulations, policies and procedures as applicable to this position, including completion of required compliance training. Performs other duties and responsibilities as assigned. Qualifications To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and/or ability required. Skills Ability to read and comprehend simple instructions, short correspondence and memos. Ability to read and interpret documents such as procedure manuals, general business correspondence and/or journals or government regulations. Ability to read, analyze and interpret financial report and/or legal documents. Ability to write simple-to-business correspondence, routine reports, and procedures. Ability to respond in writing to customer complaints, regulatory agencies or members of the business community. Education and/or Experience BS/BA Degree (4 year) from an accredited university /college or two to four years’ experience in equivalent compliance position, preferred. CRCM certificate or three years of experience in compliance assessment s plus knowledge of CRA and Fair Lending regulations, preferred. Computer Skills MS Word, Excel, PowerPoint, and Outlook Other Qualifications (including physical requirements) Must have good time management, communication, and organizational skills. Equal Employment Opportunity Information: Simmons First National Corporation and its subsidiaries are committed to a policy of equal employment with respect to a person's race, color, religion, sex, ancestry, sexual orientation, gender identity, national origin, covered veterans, military status, physical or mental disability or any other legally protected classifications. Simmons First National Corporation and its subsidiaries are committed to Affirmative Action Programs consisting of results-oriented procedures to ensure equal employment opportunities. These programs require positive action in lieu of neutral non-discrimination and merit hiring/performance policies. Since 1903, we’ve been putting people first by making a commitment to you. Simmons Bank is the subsidiary bank for Simmons First National Corporation (NASDAQ: SFNC), a publicly traded bank holding company headquartered in Arkansas. Founded as a community bank, Simmons Bank has grown steadily to its current size of $28 billion in assets, with more than 3,000 associates located in Arkansas, Kansas, Missouri, Oklahoma, Tennessee and Texas. Our growth has led to some amazing career opportunities, while our dynamic culture has been recognized by publications across our footprint. Parallel to our growth, Simmons Bank’s community roots run deep – these are felt in the ways we seek to go the extra mile for our customers and communities through exceptional service and volunteerism, and in the strong career growth opportunities and wellness programs we offer associates. Our team is characterized by collaboration, integrity and passion for all we do, high performance, and a commitment to personal and professional growth. If these cornerstones of company culture appeal to you, let’s talk! There’s never been a better time to join our team.
- 11 Days Ago
BSA/AML Compliance Investigator II
- Simmons Bank
-
Little Rock, AR
FULL_TIME
- It's fun to work in a company where people truly BELIEVE in what they're doing!We're committed to bringing passion and customer focus to the business.BSA/AML Compliance Investigator II works directly ...
- 11 Days Ago
Investigator
- First Horizon National Corporation
-
Little Rock, AR
FULL_TIME
- Location : On site in Memphis, TN or Little Rock, AR Summary The primary responsibility of the Corporate Security Consultant (Physical Security) is to investigate and document physical security cases ...
- 2 Days Ago
Investigator
- Ethos
-
Fayetteville, AR
PART_TIME
- Ethos Risk Services is continuing to expand our team of Private Field Surveillance Investigators!We are looking for Experienced Licensed Investigators to investigate fraud and conduct covert surveilla...
- 11 Days Ago
Investigator
- Ethos Risk Services
-
Fayetteville, AR
PART_TIME
- Ethos Risk Services is continuing to expand our team of Private Field Surveillance Investigators! We are looking for Experienced Licensed Investigators to investigate fraud and conduct covert surveill...
- 18 Days Ago
Investigator
- Ethos Risk Services
-
Little Rock, AR
PART_TIME
- Ethos Risk Services is continuing to expand our team of Private Field Surveillance Investigators! We are looking for Experienced Licensed Investigators in the Little Rock area to investigate fraud and...
- 2 Months Ago
Compliance Investigator jobs at Popular Companies
Compliance Investigator & Team Lead Opportunity - Hybrid in Tampa!
- Phaxis
-
Tampa, FL
- I am working with a banking client based in Tampa, FL to bring in a Senior Compliance Investigator **AND** a Team Lead o...
- 6/12/2024 12:00:00 AM
TWDB - 24-96 - Financial Compliance Examiner (Financial Examiner I)
- CAPPS
-
Austin, TX
- Job Description Salary commensurate with education and or experience TEXAS WATER DEVELOPMENT BOARD'S MISSION Leading the...
- 6/12/2024 12:00:00 AM
Compliance, Compliance Testing Group, Compliance Investigator, Associate/Vice President
- Goldman Sachs
-
Salt Lake City, UT
- Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the f...
- 6/11/2024 12:00:00 AM
Construction Compliance Investigator
- Nevada State Contractors Board
-
Las Vegas, NV
- Compensation $50,350 - 82,610 Annually Benefits Offered Medical, Dental, Vision, 401(a) and 457(b) pension plans Employm...
- 6/9/2024 12:00:00 AM
Sr. Compliance Investigator
- Howard Sloan Financial
-
Tampa, FL
- Job Description Job Description The day-to-day responsibilities of this role is heavily in the pre-paid card program are...
- 6/9/2024 12:00:00 AM
7A-7P RN Full Time
- The Cottage at Woodland Hills
-
Tulsa, OK
- POSITION SUMMARY: Responsible for overall care of assigned residents and supervision of direct care staff in the communi...
- 6/9/2024 12:00:00 AM
Senior Counsel, Ethics and Compliance Investigations
- Hiring Now!
-
New York, NY
- ABOUT THE ROLE Peloton is looking for an attorney with substantial corporate internal investigations experience to join ...
- 6/8/2024 12:00:00 AM
Collections Manager
- Robert Half
-
Cleveland, OH
- We are assisting a client in Cleveland seeking a Collections Manager to join their team. This role involves managing the...
- 6/8/2024 12:00:00 AM
About Arkansas
Arkansas (/ˈɑːrkənsɔː/ AR-kən-saw)[c] is a state in the southern region of the United States, home to over 3 million people as of 2018. Its name is of Siouan derivation from the language of the Osage denoting their related kin, the Quapaw Indians. The state's diverse geography ranges from the mountainous regions of the Ozark and the Ouachita Mountains, which make up the U.S. Interior Highlands, to the densely forested land in the south known as the Arkansas Timberlands, to the eastern lowlands along the Mississippi River and the Arkansas Delta.
Arkansas is the 29th largest by area and the 33rd...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Investigator jobs
$72,661 to $118,624
Most Popular Cities in Arkansas for Compliance Investigator Jobs
What does a Compliance Investigator do?
Compliance Investigator in Worcester, MA
In Brazil, our team is the only Compliance & Investigations Practice ranked Tier 1 in the region by Chambers Latin America.
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Compliance Investigator in Boulder, CO
As regulatory enforcement and public intolerance of corporate misconduct increase, EY professionals help you strengthen your integrity and compliance frameworks.
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Compliance Investigator in Huntsville, AL
The standards and rules compliance officers evaluate against vary tremendously depending on the industry, but nearly all take their root in the law.
October 18, 2019