Bond Trading Manager jobs in Missouri

Bond Trading Manager manages and leads a group of bond traders responsible for the timely buying and selling of government or corporate bonds. Reviews orders to ensure accuracy, proper record keeping, and conformance to regulations. Being a Bond Trading Manager evaluates market volatility and ensures clients receive the best rate available. Develops programs and strategies to increase profitability. Additionally, Bond Trading Manager keeps abreast of market conditions. Requires a bachelor's degree in a related area. Typically reports to a director. The Bond Trading Manager typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Bond Trading Manager typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

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Trading Plans & Executive Trading Manager
  • D13 Wells Fargo Clearing Services, LLC
  • F & L Buildings, MO FULL_TIME
  • About this role: Wells Fargo is seeking a Trading Plans & Executive Trading Manager in the Executive Services product area within Investment Products Group as part of Wealth and Investment Management (WIM). In this role, you will manage a team responsible for control stock identification and Form 144 filing, establish and monitor 10b5-1 plans, and consult about equity-based compensation plans. This team partners with Financial Advisors and high net worth clients to support plan execution and resolve escalated issues. Learn more about our career areas and lines of business at wellsfargojobs.com. In this role, you will: Manage and develop a teams of highly specialized individual contributors who manage product responsibilities for control stock identification and Form 144 filing, establishment and monitoring of 10b5-1 plans, and consulting about equity-based compensation Educate financial advisors, wealth planners/strategists, and product managers about the unique constraints and opportunities relevant to clients who are senior executives at publicly traded companies Manage expected regulatory changes which may require technology enhancements, changes to process, and developing clear communications for impacted financial advisors and clients, within regulator-specified deadlines Identify and recommend opportunities for process improvement and risk control development Manage the work of addressing self-identified or other issues to a timely and successful resolution Interpret and develop controls and related policies and procedures for functions with moderate to high complexity within scope of responsibility Collaborate and communicate with all levels, including legal, compliance, risk, trading, and technology Familiarity with securities laws and regulations, particularly with respect to Rule 144, distributions of securities in general, insider trading prohibitions and 10b5-1 program trading plans, and related disclosures Ability to follow regulatory developments and analyze proposed regulations quickly to understand business impacts Basic understanding of the Form 144 filing process and SEC EDGAR database Understand corporate insider trading policies, including trading windows, requirements to obtain pre-clearance prior to sales Required Qualifications: 6 years of Product Management, product development, strategic planning, process management, change delivery, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education 3 years of Management experience Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 examination (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration Desired Qualifications: Demonstrated experience educating Financial Advisors and High Net Worth Clients on products and services Experience working with 10b5-1 plans and 144 filings Financial Industry Regulatory Authority (FINRA) Series 24 examination (or FINRA recognized equivalent) sufficient to qualify for immediate FINRA registration Proven experience collaborating with senior leaders and business partners, such as legal, compliance, risk, trading, and technology Demonstrated ability to work independently in order to meet tight deadlines and support time sensitive projects Intermediate proficiency working in MS Office Basic understanding of the Form 144 filing process and SEC EDGAR database Job Expectation: This position offers a hybrid work schedule This position is not eligible for Visa sponsorship Obtain and/or maintain appropriate FINRA license(s) is required for ongoing employment in this position Compliance with state law registration and licensing requirements is mandatory In addition to state registration and licensing requirements, specific product licenses or SAFE licensing may apply Additional requirements include meeting enhanced financial fitness and criminal background standards Wells Fargo will initiate the FINRA licensing review process at the time of offer acceptance For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be required This position is subject to FINRA Background Screening Requirements, including successful completion and clearing of a background check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states that Associated Persons should not be subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report certain incidents. Location: 1 North Jefferson Street - St. Louis, MO 63103 Posting End Date: 14 May 2024 *Job posting may come down early due to volume of applicants. We Value Diversity At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law. Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit’s risk appetite and all risk and compliance program requirements. Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic. Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process. Applicants with Disabilities To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo. Drug and Alcohol Policy Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more. Wells Fargo & Company (NYSE: WFC) is a leading financial services company that has approximately $1.9 trillion in assets. We provide a diversified set of banking, investment and mortgage products and services, as well as consumer and commercial finance, through our four reportable operating segments: Consumer Banking and Lending, Commercial Banking, Corporate and Investment Banking, and Wealth & Investment Management. Wells Fargo ranked No. 47 on Fortune’s 2023 rankings of America’s largest corporations. In the communities we serve, the company focuses its social impact on building a sustainable, inclusive future for all by supporting housing affordability, small business growth, financial health, and a low-carbon economy News, insights, and perspectives from Wells Fargo are also available at Wells Fargo Stories. Additional information may be found at www.wellsfargo.com LinkedIn: https://www.linkedin.com/company/wellsfargo For questions on how to search and apply, visit our frequently asked questions.
  • 28 Days Ago

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Trading Plans & Executive Trading Manager
  • Wells Fargo
  • SAINT LOUIS, MO FULL_TIME
  • About this role:Wells Fargo is seeking a Trading Plans & Executive Trading Manager in the Executive Services product area within Investment Products Group as part of Wealth and Investment Management (...
  • 30 Days Ago

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District Sales Manager - STL
  • Xclusive Trading, Inc.
  • St. Louis, MO FULL_TIME
  • The District Manager is responsible for ensuring all required tasks for all locations are carried out by all employees in his/her designated zone.Responsibilities:Supervise team of retail sales worker...
  • Just Posted

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Store Manager - #421 West County
  • Earthbound Trading Company
  • Des Peres, MO FULL_TIME
  • Job BenefitsMonthly bonus program Health insurance available 401K available Paid Vacation available after 6 months of employment Salaried position Job ResponsibilitiesStore Managers are in charge of a...
  • 1 Day Ago

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General Manager
  • Sport Clips - Manager - MO119
  • Ellisville, MO FULL_TIME
  • $1,000 sign on bonus Limited time only! BENEFITS Benefits of working with us include: $18 an hr. plus tips, commissions and quarterly bonuses. We are paying 30% more than before! Free counseling for t...
  • 29 Days Ago

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Clinical Account Manager - St. Louis
  • Careers -Clinical Account Manager
  • St. Louis, MO FULL_TIME
  • Clinical Account Manager - St. Louis Apply Now Description/Job Summary Clinical Account Manager – Business Development Overview of the Role As the Clinical Account Manager, you will be responsible for...
  • 28 Days Ago

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National Trade Manager, Roofing
  • Public Storage
  • Plano, TX
  • Since opening our first self-storage facility in 1972, Public Storage has grown to become the largest owner and operator...
  • 6/2/2024 12:00:00 AM

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Trade Manager
  • Classic Home, Inc.
  • Baldwin Park, CA
  • Position Overview The Trade Manager will play a pivotal role in developing and implementing strategies to drive sales an...
  • 6/1/2024 12:00:00 AM

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Trade Manager
  • Classic Home
  • Irwindale, CA
  • Job Description Job Description Position Overview The Trade Manager will play a pivotal role in developing and implement...
  • 6/1/2024 12:00:00 AM

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C# Developer
  • Stanford Black Limited
  • Dallas, TX
  • One of the top systematic trading firms in the world is looking for exceptional for C# developers to join a completely g...
  • 5/31/2024 12:00:00 AM

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Energy Analytics and Trading Manager
  • Ascend Analytics
  • Boulder, CO
  • Energy Analytics Manager, Boulder, CO About Ascend Ascend Analytics is an innovative climate technology software and con...
  • 5/30/2024 12:00:00 AM

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Business Trade Manager - Non Ferrous
  • Progress Rail Services Corporation
  • Albertville, AL
  • Job Purpose Non-Ferrous Metals Subject Matter Expert. Provides technical feedback and training to operations to meet cus...
  • 5/30/2024 12:00:00 AM

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Fabric & Home Care Social Trading Manager
  • Procter & Gamble
  • Cincinnati, OH
  • Job Location Cincinnati Job Description The Social Trading Manager plays a crucial role in Home Care’s media operations....
  • 5/30/2024 12:00:00 AM

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NA Beauty Care Programmatic Trading Manager
  • Procter & Gamble Company
  • Cincinnati, OH
  • Job Location Cincinnati Job Description The Digital Media Trading Manager is a role with our US In-House Media team, sup...
  • 5/30/2024 12:00:00 AM

Missouri is landlocked and borders eight different states as does its neighbor, Tennessee. No state in the U.S. touches more than eight. Missouri is bounded by Iowa on the north; by Illinois, Kentucky, and Tennessee across the Mississippi River on the east; on the south by Arkansas; and by Oklahoma, Kansas, and Nebraska (the last across the Missouri River) on the west. Whereas the northern and southern boundaries are straight lines, the Missouri Bootheel protrudes southerly into Arkansas. The two largest rivers are the Mississippi (which defines the eastern boundary of the state) and the Misso...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Bond Trading Manager jobs
$145,047 to $431,653

Bond Trading Manager in Saint Louis, MO
“Open Trading is a term describing the ability of clients to tap into the  broader MarketAxess liquidity network, which could be other buy-side clients or dealers they don’t have as direct counterparties,” said Gareth Coltman, head of European product management at MarketAxess.
January 02, 2020
Bond Trading Manager in Pierre, SD
Bond trading had been largely impervious to change for generations, but new regulations and technology advances are conspiring to alter the way fixed-income assets change hands.
January 25, 2020
Bond Trading Manager in Chico, CA
It's been estimated that the dealers collectively hold approximately 1% of the bond market now.
December 06, 2019