Compliance Associate Salary at Simon Compliance BETA

Job Description Job Description Lakeside Bank -- AVP, Compliance Officer SUMMARY We are seeking a dedicated and experienced Compliance Officer to join our team as an Assistant Vice President (AVP). The successful candidate will be responsible for ensuring that our bank operates in compliance with all applicable laws, regulations, and internal policies. This role involves developing, implementing, and maintaining compliance programs, conducting risk assessments, and providing guidance to the business units. This is a “hands on” position , working with all functional areas within the bank. ESSENTIAL DUTIES AND RESPONSIBILITIES include the following. (Other duties may be assigned.) · Develop, implement, and maintain the bank’s compliance programs. · Conduct regular risk assessments and compliance audits. · Monitor and report on compliance with regulatory requirements. · Provide guidance and training to business units on compliance matters. · Investigate and resolve compliance issues and c

Summary: The Compliance Associate is responsible for a variety of tasks in support of the Compliance Department's general operations. This position oversees employee affirmations and questionnaires, FINRA registrations, as well as a variety of ad-hoc assignments and projects. The Compliance Associate actively contributes to departmental goals focused on testing programs, risk monitoring, department efficiencies, and regulatory support. Primary Responsibilities: Core Functions: Manage new hire onboarding requirements and conduct one-on-one meetings Oversee employee surveillance including brokerage account monitoring, exception reviews, outside business activities, and political contributions Approve and monitor gifts and entertainment reporting Distribute and review compliance affirmations and acknowledgements Support regulatory exams and internal audits Manage FINRA registrations and assist with regulatory filings Testing & Risk Monitoring: Complete assigned compliance tests with thoro

Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses and products in diagnostics, medical devices, nutritionals and branded generic medicines. Our 114,000 colleagues serve people in more than 160 countries. **Nutrition and Established Pharmaceuticals Privacy Director** **The Opportunity** This position works out of either our Abbott Park or Columbus, OH locations, and supports Abbott Nutrition and Established Pharmaceuticals divisions. The successful candidate should have a proven track record in collaboratively and pragmatically directing data protection needs and issues for a multi-national company, preferably in the life sciences. He/she has experience in presenting to senior executives and/or outside directors, is a self-starter who successfully works with cross-functional working groups and works effectively with regulators and can provide

Job Description Job Description JOB DECRIPTION The Financial Advisor role is responsible for managing current and cultivating new financial planning client relationships. This position will work individually as well as in collaboration with an advisory team to help OakCrest clients achieve their financial goals. The Advisor is accountable for meeting firm objectives for client retention, growth, and customer service. Key Areas of Responsibility: · Manage client relationships and/or provide client relationship support for our financial planning clients · Support our clients by providing comprehensive investment solutions and retirement plans to meet their goals now and for their future · Develop retirement projections, investment analyses, risk management analyses, and estate plans with subsequent recommendations using our Emoney planning software · Maintain and grow client relationships, assets, and revenue · Help in delivering a complement of support, customer service and other relate

Introduction Welcome to Gallagher – a global leader in insurance, risk management, and consulting services. With a growing team of more than 52,000 professionals worldwide, we empower businesses, communities, and individuals to thrive. At Gallagher, you can build a career whether it’s with our brokerage division, our benefits and HR consulting division, or our corporate team. Experience The Gallagher Way, a culture fueled by shared values and a collective passion for excellence. Join one of our dynamic teams, where you'll play a pivotal role in shaping Gallagher's future and unlocking unparalleled opportunities for both clients and yourself. We believe that every candidate brings something special to the table, including you! So, even if you feel that you’re close but not an exact match, we encourage you to apply. How you'll make an impact Open opportunity for an Accounting Manager within the General Accounting team of the US Accounting COE team based in Rolling Meadows, IL. The Manage

Company Overview:: Argon Medical is a global manufacturer of specialty medical products, headquartered in Plano, Texas. Argon offers a broad line of medical devices for Interventional Radiology, Vascular Surgery, Interventional Cardiology and Oncology. Argons brand is recognized for best-in-class products that improve patient outcomes via percutaneous, image-guided procedures. Our values describe what we believe in and how we operate. These values are our moral compass which guide our decisions and define the deeply held beliefs and principles of our organizational culture. Argon Medical is a family of individuals united by a mission and culture which continue to grow stronger every day. ARGON MEDICAL DEVICES IS NOT LEVERAGING SEARCH FIRMS Position Overview:: The Quality and Compliance Manager will work closely with all functions to create quality strategies that support customer needs and overall business objectives. Will provide solutions to a wide range of difficult problems relatin

Job Description We are hiring for a Senior Account Executive in Hospice. Salary: $100,000- $120,000 At Caretenders Hospice, in Rolling Meadows, IL, a part of LHC Group, we embrace a culture of caring, belonging, and trust and enjoy the meaningful connections that come from it: for the whole patient, their families, each other, and the communities we serve-it truly is all about helping people. You can find a home for your career here. In a sales role, you can expect: learning and development opportunities in the ever-evolving state of healthcare ways to cultivate relationships and educate patients, families, and colleagues on resources to help lead healthy, productive lives. flexibility for true work-life balance company-wide support and resources to help you achieve your goals. Take your healthcare sales career to a new level of caring. Apply today! Responsibilities The Senior Account Executive is responsible for executing the sales strategy to increase company market share through acc

JOB SUMMARY: This is an outstanding opportunity for a high-level finance/accounting leader who reports directly to the CFO This position reports to and is a strategic business partner to the CFO. The position is primarily responsible for all corporate accounting and financial planning for the company. Responsibilities would be forecasting, planning, reporting, consolidation, job costing, and analysis functions and develop and manage processes to ensure compliance for defense contracts and other internal audit requirements and will provide leadership to the Financial organization. Essential Functions: This is a representative summary of the major duties and responsibilities and is not all inclusive. Incumbent(s) may and may be required to perform additional, position-specific tasks. business partner to the team as they develop and implement business strategy. Act as a catalyst for change and help drive business performance improvement Manage planning, reporting, consolidation and analys