Chief Compliance Officer Salary at Rtx Fintech BETA

CHIEF COMPLIANCE OFFICER The Chief Compliance Officer shall be responsible for leading, overseeing, and managing the Compliance Program and all affiliated programs. The role shall ensure the overall effective operations of our Compliance Program and will coordinate efforts across the enterprise including, but not limited to, health plan operations, functional leadership, Clinical Delivery Entities, and delegated entities. ESSENTIAL FUNCTIONS: Participating in enterprise strategy and organizational change planning as a thought leader to ensure compliance program functions meet the organization's goals proactively over time evaluating risk, talent, process and technology ongoing to stay apace with change. Developing, updating, and implementing Compliance Policies and Procedures ("P&Ps") and supporting protocols required to maintain compliance with all federal and state healthcare program requirements, health plan regulations, and accreditation standards, while ensuring that all Complianc

Job Description Job Description We are seeking a Chief Compliance Officer for our wealth management firm in our Bellevue office in Bellevue, WA. Candidates who fit into our firm and culture will desire to be in a small firm environment, embrace technology, work collaboratively, and want to be involved in all aspects of the business. Position Overview This is a professional position that will primarily be responsible for providing leadership and vision to the Compliance function of the firm. This would include designing, implementing, and overseeing our organization's compliance program, ensuring adherence to all applicable laws, regulations, and internal policies across all business functions, by monitoring activities, conducting audits, and investigating potential violations to mitigate legal and reputational risks; essentially acting as the guardian of ethical business practices within the company. Adaptive and in-depth understanding of computer skills is essential for the position a

Job Description Job Description We’re looking for a licensed compliance specialist that has been honing their craft and is ready to take the next step in their career. We create industry-leading trading software for retail and professional equity traders. We cover the full spectrum of the trading lifecycle. We consume market data directly from major exchanges such as NYSE and NASDAQ. We facilitate order executions with some of the world’s largest broker-dealers and market makers. We also settle and book all trading activity. This role will provide access and exposure to the electronic trading industry not ordinarily available at other firms. Help build, maintain, and support our platform with some of the best financial technology developers in the industry. Responsibilities: The primary focus will be managing compliance and firm risk Ensure compliance with industry rules, regulations, and policy Collaborate with other development teams Collaborate with our business teams Must be soluti

Job Summary The Chief Compliance Officer (CCO) is responsible for developing, implementing, and overseeing Summit Healthcare's compliance program to ensure adherence to all applicable federal, state, and local laws, regulations, and industry standards. This role requires a deep understanding of the healthcare industry, including reimbursement, coding, billing, and privacy regulations. The CCO will collaborate with leadership to foster a culture of compliance and ethical conduct. This position is responsible for working closely with the Governing Board (Board) and Administration to ensure the consistent readiness of all regulatory requirements. The CCO reports directly to the Chief Executive Officer. Essential Functions - Proactively reports to and educates the Board, Administration, and the management team regarding regulatory compliance and related issues, new statutes/guidelines. - Consults with Administration, medical staff and department directors on compliance issues. - Develops r

Fiducient Advisors provides tailored and personalized investment consulting services to clients such as retirement plan sponsors, endowments and foundations, private clients, and financial institutions. We operate with over 200 professionals nationwide, supporting our distinct purpose of helping clients prosper. The Chief Compliance Officer is responsible for managing the firm’s legal, compliance, and compliance risk programs, ensuring regulatory adherence, guiding compliance initiatives, and fostering strong partnerships across teams and stakeholders. Responsibilities: Lead compliance program in accordance with the Investment Advisers Act of 1940, including responsibility over compliance documentation (Compliance Manual, Code of Ethics, Policies and Procedures), compliance testing and monitoring program, and employee compliance training Guide, develop and support members of the Legal and Compliance team Develop, oversee and prepare periodic reports to senior management and Executive C

Confidential, is seeking an Attorney and Chief Compliance Officer for its hedge fund business Responsibilities: Provide legal advice to, and partner with, hedge fund business teammates. Administer and maintain program for compliance with federal and state securities laws and regulations. Prepare Form ADV and Form PF filings. Serve as AML Reporting Officer Implement and update compliance policies and procedures. Participate in weekly Compliance Committee meetings. Keep abreast of legal and regulatory developments and compliance best practices. Review marketing materials and fund fact sheets. Coordinate meetings of offshore fund Boards. Review contracts, prime brokerage documentation and solicitation agreements. Qualifications: · J.D. degree required. · 5+ years legal or compliance experience with in-house legal department, law firm or hedge fund. · Strong understanding of hedge fund legal and compliance issues and reporting requirements. · Ability to work under pressure, prioritize and

Rutherford has been retained on a senior compliance search for a global payment services firm. This role will lead the firm's Compliance & BSA/AML function in the US, covering BSA/AML/FCC for all US states. Responsibilities: Provide AML and Financial Crime training to the wider business. Establish and maintain BSA/AML compliance programs that meet all applicable regulatory requirements Recruit, develop, and manage a skilled team to meet BSA/AML requirements, covering essential tasks such as OFAC screening, customer due diligence (CDD) and transaction monitoring Advise and train product and operations teams to support the creation of products and processes that align with regulatory requirements Requirements: 8 - 12+ years of AML/BSA experience, with strong cross-boarder payments experience. SME knowledge across relevant AML/BSA regulations across the US. In-depth MTL experience and knowledge Experience developing an AML risk management function and advising on relevant AML topics. Team

Overview: The Chief Compliance Officer (CCO) (Compliance Officer Lead) provides administration, vision, strategic direction, coordination, and implementation of a comprehensive and cohesive compliance and ethics program at Utah State University (USU). The CCO leads the Office of University Ethics & Compliance (UEC) within USUs Legal Affairs and reports directly to the Vice President of Legal Affairs. The CCO informs and advises the USU Board of Trustees Audit, Risk, Compliance Committee and implements this committees recommendations regarding university compliance and ethics efforts. The CCO provides oversight and coordination of campus compliance officers and stakeholders to ensure implementation and maintenance of effective compliance systems. The CCO assists senior leadership, mid-level management, and staff to advance a university-wide culture of legal compliance and ethical conduct. The CCO monitors international, federal, and state regulations and works with USU administrators to