Compliance Consultant Salary at Ria Compliance Consultants Inc BETA

How much does a Ria Compliance Consultants Inc Compliance Consultant make?

As of April 2025, the average annual salary for a Compliance Consultant at Ria Compliance Consultants Inc is $73,163, which translates to approximately $35 per hour. Salaries for Compliance Consultant at Ria Compliance Consultants Inc typically range from $65,463 to $80,297, reflecting the diverse roles within the company.

It's essential to understand that salaries can vary significantly based on factors such as geographic location, departmental budget, and individual qualifications. Key determinants include years of experience, specific skill sets, educational background, and relevant certifications. For a more tailored salary estimate, consider these variables when evaluating compensation for this role.

DISCLAIMER: The salary range presented here is an estimation that has been derived from our proprietary algorithm. It should be noted that this range does not originate from the company's factual payroll records or survey data.

RIA Compliance Consultants Inc Overview

Website:
ria-compliance-consultants.com
Size:
<25 Employees
Revenue:
<$5M
Industry:
Business Services

Comprised of experienced compliance professionals from the securities industry, RIA Compliance Consultants is a full-service consulting firm providing registration and compliance services for registered investment advisers. For new investment adviser applicants, RIA Compliance Consultants offers a turn-key registration service. Our compliance consultants can serve as an investment adviser applicant's guide by explaining in detail the registration process and requirements, assisting the investment adviser applicant in structuring its investment advisory programs, and preparing investment adviser applicant's Form ADV. For existing registered investment advisors, RIA Compliance Consultants provides a full set of investment adviser compliance services, which include: Form ADV; client brochure; wrap brochure; solicitor arrangements; investment advisor registration renewals and Form ADV annual amendment; IARD service bureau; code of ethics and supervisory procedures; privacy policies and procedures; Section 13(f) filings; Form SH; advertising review; compliance training; annual review and compliance program assessment; and mock regulatory exams. Please note that RIA Compliance Consultants is not a law firm and does not provide legal services.

See similar companies related to Ria Compliance Consultants Inc

What Skills Does a person Need at Ria Compliance Consultants Inc?

At Ria Compliance Consultants Inc, specify the abilities and skills that a person needs in order to carry out the specified job duties. Each competency has five to ten behavioral assertions that can be observed, each with a corresponding performance level (from one to five) that is required for a particular job.

  1. Risk Management: Risk management is the identification, evaluation, and prioritization of risks (defined in ISO 31000 as the effect of uncertainty on objectives) followed by coordinated and economical application of resources to minimize, monitor, and control the probability or impact of unfortunate events or to maximize the realization of opportunities. Risks can come from various sources including uncertainty in financial markets, threats from project failures (at any phase in design, development, production, or sustainment life-cycles), legal liabilities, credit risk, accidents, natural causes and disasters, deliberate attack from an adversary, or events of uncertain or unpredictable root-cause. There are two types of events i.e. negative events can be classified as risks while positive events are classified as opportunities. Several risk management standards have been developed including the Project Management Institute, the National Institute of Standards and Technology, actuarial societies, and ISO standards. Methods, definitions and goals vary widely according to whether the risk management method is in the context of project management, security, engineering, industrial processes, financial portfolios, actuarial assessments, or public health and safety.
  2. Regulatory Compliance: Monitoring strict adherence of all organizational processes and procedures to applicable laws and regulations.
  3. Analysis: Analysis is the process of considering something carefully or using statistical methods in order to understand it or explain it.
  4. Initiative: Taking decisive action and initiating plans independently to address problems, improve professional life, and achieve goals.
  5. Leadership: Knowledge of and ability to employ effective strategies that motivate and guide other members within our business to achieve optimum results.

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Check more jobs information at Ria Compliance Consultants Inc

Job Title Average Ria Compliance Consultants Inc Salary Hourly Rate
2 Compliance Analyst II $59,661 $29
3 Bookkeeper $33,685 $16
4 Compliance Analyst $73,163 $35
5 President $643,735 $309

Hourly Pay at Ria Compliance Consultants Inc

The average hourly pay at Ria Compliance Consultants Inc for a Compliance Consultant is $35 per hour. The location, department, and job description all have an impact on the typical compensation for Ria Compliance Consultants Inc positions. The pay range and total remuneration for the job title are shown in the table below. Ria Compliance Consultants Inc may pay a varying wage for a given position based on experience, talents, and education.
How accurate does $73,163 look to you?

FAQ about Salary and Jobs at Ria Compliance Consultants Inc

1. How much does Ria Compliance Consultants Inc pay per hour?
The average hourly pay is $35. The salary for each employee depends on several factors, including the level of experience, work performance, certifications and skills.
2. What is the highest salary at Ria Compliance Consultants Inc?
According to the data, the highest approximate salary is about $80,297 per year. Salaries are usually determined by comparing other employees’ salaries in similar positions in the same region and industry.
3. What is the lowest pay at Ria Compliance Consultants Inc?
According to the data, the lowest estimated salary is about $65,463 per year. Pay levels are mainly influenced by market forces, supply and demand, and social structures.
4. What steps can an employee take to increase their salary?
There are various ways to increase the wage. Level of education: An employee may receive a higher salary and get a promotion if they obtain advanced degrees. Experience in management: an employee with supervisory experience can increase the likelihood to earn more.