Executive Director, Compliance Salary at Jp Morgan India Private Ltd BETA

Director of Compliance A fast-growing, forward-thinking CPA firm is seeking a Director of Compliance to join their team. This firm values innovation, flexibility, and collaboration, providing an environment where professionals are empowered to take ownership of their work and grow as leaders. Why Join This Firm? Local candidates can opt for a hybrid schedule, just North of Baltimore City Uncapped Bonus Incentive Plan! Your efforts are recognized and rewarded beyond base salary. 50-55 billable hours expected during busy season, plus half-day Fridays in the summer. Exposure to diverse, complex tax matters across multiple industries—no silos. Strong Benefits Package – 401(k) profit sharing, employer-paid disability, paid family leave, and more. In this role, you will lead and manage the tax department, focusing on ensuring efficiency and delivering excellence in service. A significant aspect of your responsibilities will include overseeing proposals and budget engagements while efficientl

A wealth management firm based in Tysons, VA is looking to add a Director of Compliance / Chief Compliance Officer to their team. This firm has been in business for almost 40 years and has over $6 billion in assets undermanagement with a track record of sustained growth. The current CCO at the firm is retiring in 2026 and this individual will have the opportunity to be part of the transition plan and step in to the CCO role in about a year. Position Overview: The Chief Compliance Officer will be responsible for developing, implementing, and monitoring the firm’s compliance program to ensure adherence to SEC and/or FINRA regulations, internal policies, and industry best practices. The ideal candidate will bring a strategic mindset, strong regulatory knowledge, and experience working within a Registered Investment Advisor (RIA) or similar wealth management environment. Key Responsibilities: Develop, implement, and maintain the firm’s compliance policies, procedures, and internal controls

Job Description Job Description Job Requisition Form Position to be filled: Director Department: Compliance Required Qualifications/Essential Duties: •Bachelor's Degree (BA) in Business administration or related field •Six (6) years of law enforcement, regulatory, auditing, or investigative-related experience and/training in a management position •Three (3) years of current regulatory experience in Compliance, Accounting, Internal Audit, Surveillance, Risk and Safety, Licensing, and Casino Operations backgrounds •Valid California Driver License •Must be insurable through company’s carrier and maintain throughout employment • Must be able to obtain a California Gaming License and maintain throughout employment .•To perform this job successfully, an individual must have knowledge in Microsoft Office, Internet, Project Management, Spreadsheet, and Word Processing software .•EPROM software systems and verification are not limited to GLI access and navigation, internal database control syst

An established investment management firm located in Santa Monica is seeking a Director of Trade Compliance to lead and oversee all aspects of trade compliance within the organization. This critical role involves ensuring that the firm's trading activities comply with all applicable regulatory requirements and internal policies while mitigating compliance risks. The ideal candidate will possess a deep understanding of financial markets, trading regulations, and the ability to make data-driven decisions. Core Responsibilities: Conduct daily trade allocation reviews to ensure proper execution and compliance. Monitor and conduct daily trade surveillance to identify and investigate potential issues, including market abuse and insider trading. Generate reports for senior management on compliance issues and trends Ensure adherence to client guidelines, internal restrictions, and surveillance systems. Develop, review, and update trading compliance policies to ensure alignment with regulatory

Position is located in New York City. Must be able to commute to Manhattan. Building-Specific Compliance Tracking Evaluate software solutions to monitor all compliance-related deadlines for each building, including FISP Filings, LL152, LL84, LL87, and other relevant regulations. Act as the primary liaison with SiteCompli (compliance platform) and Cohen and Hochman (violation specialist law firm). Communicate to site comply, and Cohen and Hochman all personnel changes and building transitions to ensure violation notifications are directed to the appropriate individuals. Maintain ongoing communication with Cohen & Hochman, who oversee overall violation tracking and attend hearings on behalf of DEPM and clients. Oversee compliance management for window guards, fire safety, emergency preparedness plans, bulk storage permits, and related areas. Supervise two support staff members. Training & Seminars Develop topics and select presenters with the relevant skill set to train managers on evolv

About the Company: MatchBukh Talent Solutions is seeking a dynamic Director of Compliance for an accredited Federally Qualified Health Center (FQHC) known for its commitment to excellence and culturally sensitive care. This isn't just about ticking boxes – it's about building a culture of compliance that empowers the team to deliver exceptional care to the community. About the Role: You'll shape and lead the compliance programs, making a tangible difference in how they operate and serve their patients. You'll work closely with leadership, the C-Suite, and the Board of Directors, providing expert guidance and insights. You'll tackle complex compliance challenges, from HIPAA to accreditation (AAAHC), with creativity and strategic thinking. You'll lead and develop a talented compliance team, fostering a culture of growth and collaboration. Responsibilities: Leading all aspects of our compliance program, including risk assessments, policy development, training, and audits. Ensuring complia

The Company Kashable is a fast growing, venture-backed FinTech startup headquartered in NYC. We provide inclusive, socially responsible, low-cost credit to American employees offered as a voluntary benefit through their employer. Kashable has raised more than $225 million in capital, and has provided more than $1 billion in loans to working Americans across a footprint of employer clients that represent 3 million employees. We were founded in 2013 by a team of serial entrepreneurs with deep experience and expertise in the industry, and have since become the leading provider of financial wellness solutions at the workplace, catering to many Fortune 500 companies, governments, hospitals, and universities. We are a dynamic, ambitious, and hard-working team that is redefining financial wellbeing for working Americans. What you will do We are looking for a Director of Compliance with 4-6 years’ experience in consumer lending compliance to lead a team of compliance professionals. You will jo

About Us: Imagen Dental Partners is a community of the best players in the game. We surround the industrys top dental experts with deep business expertise, resulting in the highest performing practices in the nation. ?We are the home for the exceptional, technology driven dentist.? We strive for excellence in all that we do, supporting high achievers who embrace innovation. Founded by highly experienced industry experts we are expanding our footprint at tremendous speed. ?As a fast-growing startup, we look for people hungry for growth, who get things done, and are energized by a high-intensity environment. ?? ? Were building a culture at Imagen where A players can do their best work. Developing powerful leaders and world class culture that generate revolutionary results.? Thats why our top priority is creating an environment in which talented people excel, collaborate, and do the most influential work of their careers. We value new ideas, fresh perspectives, and unique voices. Every. D